Executive: VP Compliance Officer for Swaps Dealer - New York, New York - (New York, NY)

Responsibilities include: Assist with the development and implementation of the global Swap Dealer Manual currently being drafted and ensure that the Manual is reasonably designed to ensure compliance with the qualifications of Title VII of the Dodd-Frank Act (DFA) Assist with a gap analysis to identify and update all impacted bank policies globally based on new regulations implementing the DFA Provide ongoing support to the designated CCO of each Swap Dealer entity, including: Recommend and implement changes to the compliance program and the Swap Dealer Manual and related policies/procedures as needed on an ongoing basis Draft and coordinate the dissemination of regular Compliance Alerts/Reminders globally to ensure that the front office and infrastructure groups are aware of new rules/regulations and policies/procedures relating to each Swap Dealer Work with surveillance staff on the development of 2nd-level controls/surveillance needed for each Swap Dealer Work with Compliance inspection teams and/or Audit