• Search Title Only

Gateway Agent, Registration and Disclosure - Rockville, MD (Contractor - (Rockville, MD)

Job Functions: Banking/Brokerage, Customer service & support, Finance - We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking well qualified individuals for our Gateway Agent, Registration and Disclosure openings in Rockville, MD. To be considered for this position, please submit your resume through our careers site. No phone calls please. Job Summary: Utilizing analytical abilities and various online resources, respond to calls from the general public as well as lawyers, SROs, brokerage firms, the media, and internal customers to provide info on all aspects of FINRA as appropriate. Provide form filing and navigational assistance to entitled users of the secure registration system. Essential Job Functions: Respond to customer requests for info regarding FINRA, FINRA Regulation, and its members by utilizing various corporate applications: Web CRD/IARD, Proctor, FINRAnet and appropriate websites.Provide functional and navigational support.


ADVERTISEMENT

Posted in Rockville, MD, Accounting & Finance
From LatPro - 1 month ago