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Communications Compliance Consultant Job - (St Louis, MO)

Looking for a communication Compliance Analyst to review, evaluate and accept internal and external communications making sure the regulatory qualifications, internal procedures, applies. Assignments include: ? Analysis material and discreetly communicate necessary edits ? Explain regulatory changes, be creative in suggesting replacements to any difficult language ? Work with apportioned business units to support them produce strong, effective and compliant communications ? Processing of heavy communication work flow for the firm?s broker/dealer and investment advisory business ? Be current with applicable securities laws, rules and regulations to financial product advertising and marketing ? Complete special projects and other duties assigned


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Posted in St Louis, MO, Business & Management
From The Job Spider - 1 month ago