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Compliance Director, Hedge Fund/PE - (Los Angeles, CA)

Responsibilities Primary poiint of contact for all Compliance matters at the firm; oversight of implementing compliance program, handling risk assessements and testing, as well as responsible for overal revision and updating the firm's policies. Manages regulatory filings, ADV forms, code of ethics, regulatory exams, and advisory capacitiy for business lines Requirements J.D is preferred Previous Hedge Fund and Private Equity Compliance background is required. About the Company JCW is a specialist supplier of regulatory compliance, risk management and audit professionals, and operates as a preferred supplier to numerous Fortune 500 firms. Working with a range of organizations across the Financial Services sector, we are experts at networking within the governance space globally, and place individuals across middle to senior management levels on both a contract and permanent basis.


Posted in Los Angeles, CA, Accounting & Finance
From TopUSAJobs - 1 month ago