Retail Supervision Principal - (St Louis, MO)

Retail Supervision Principal Job ID 2017-13364 Primary Location Missouri, St. Louis Regular/Temp Regular Additional Locations .. Full time/Part time Full time More details about this job This role has the responsibility to identify risk within the broker dealer, provide the necessary supervisory and oversight capabilities that will mitigate these risk while fostering teamwork to ensure a consistent message is delivered to our business partners. Additionally, this role has an obligation to have a thorough understanding of the regulatory rules, risk identification metrics , and the supervisory tasks that ali ...