Department Leader - Annuity & Insurance Compliance Supervision - (St Louis, MO)

Opportunity Overview The Field Supervision Department plays a critical role in achieving the Compliance Division's mission of promoting our clients' best interest while helping to ensure the firm remains in compliance with industry rules and regulations. Supervisory responsibilities of the firm's branch offices are handled by teams in this department, which are centralized in the St. Louis and Tempe home offices. The Field Supervision Department Leader is responsible for overseeing the performance of Annuity Supervision teams and the Insurance Supervision teams. Required responsibilities: Ensure daily supervisory responsibilities are completed in a thorough, timely and professional manner while always looking for ways to improve supervision and prepare for future changes. Responsible for hiring, performance reviews, promotions, bonus allocations and associate disciplinary actions. Provide a high degree of oversight, coaching and development activity.