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Director -ERISA Compliance - (New York, NY)

Reporting Lines The role of the ERISA Compliance Director will report to the Global Head of Asset Management Compliance and to the Regional Heads of Asset Management Compliance & Legal in the Americas. Role and Responsibilities The ERISA Compliance Director is a business line advisory compliance role, supporting the global Asset Management business activities to comply with all relevant fiduciary provisions under Part four of Title I of ERISA and the regulations thereunder, including prohibited transaction rules, exemptions and related firm policies and procedures. • Provide advice and guidance to the senior management of Firm's Management Division relating to ERISA Compliance matters and provide training on ERISA matters to relevant Asset Management staff; • Develop and maintain a robust compliance framework in conjunction with the Compliance Management team regionally in the US and globally across the organization as it relates to ERISA and other retirement program activity; • Review and analyze


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Posted in New York, NY, Business & Management
From Dealslister - 1 month ago