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Cross-Border Legal Attorney - Requisition #: 184506BR-521847 - (Nashville, TN)

Job Reference # 184506BR Business Divisions Corporate Center Your role Do you have background with legal and regulatory matters related to wealth management business in the broker/dealer world? Are you interested in supporting a growing international business? We're looking for someone like that to: ?? advise senior International and business management on day-to-day issue of US and non-US securities, broker-dealer and investment advisory laws in connection with the delivery of wealth management solutions to high net worth and ultra-high net worth foreign and domestic clients holding assets in the US. ??support our strategic initiatives and projects with affiliates globally, typically in a cross-border context. ?? act as point of entry for legal and regulatory matters from branches, supporting the business in implementing the regulatory framework and managing day to day broker/dealer issues with respect to documentation, referrals, and all rules relating to international wealth management business.


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Posted in Nashville, TN, Legal
From FinancialJobsWeb - 1 month ago