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Compliance Advisor Senior - (Phoenix, AZ)

Purpose of Job We are currently seeking talented Compliance Advisor Senior for our Remote, Plano, TX, Phoenix, AZ or Tampa, FL facility. Enterprise Compliance and Operational Risk Testing (ECORT) Shared Services is seeking an experienced Senior Compliance Advisor to perform comprehensive compliance and operational risk testing of functional areas within the Chief Financial Office (CFO). The incumbent will be responsible for risk-based testing pursuant to the prescribed methodologies, standards, policies and procedures of the 2nd line testing Program Office. Successful applicants will possess deep knowledge of consumer protection regulations, operation risk standards, testing methodologies, and internal control evaluations within a diversified financial services organization. The Senior Compliance Advisor will also be responsible for guiding other advisors on the team in executing complex testing activities and providing support as needed in the planning, scoping, and reporting functions.


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Posted in Phoenix, AZ, Legal
From Jobs2Careers - 1 month ago