Qa compliance manager - (New York, NY)

Position overview/Overview: Assignments include: Manage and administer a robust Quality Assurance ("QA") program for our client's New York Branch Provide subject matter ability in compliance QA Ensure that Branch's QA program dynamically adapts to US regulatory and policy changes Develop a comprehensive framework to review and validate the effectiveness of internal controls managed by the Branch's compliance department Utilize a risk-based sampling methodology for testing and validating the effectiveness of Compliance processes and internal controls Monitoring and testing should span the Compliance Program including BSA/AML, Sanctions, KYC, and Corporate Compliance Design an effective program to assess compliance staff's adherence to established procedures and processes, including reviews of: Completeness and accuracy of KYC profiles Quality of customer due diligence activities performed Completeness of alert investigation processes and timeliness and quality of SAR filings Onboard, monitor